Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bruno is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Mizuho Securities USA LLC and has previously held positions at Credit Suisse Securities (USA) LLC, Cantor Fitzgerald & Co. and Lehman Brothers Inc. Thomas holds a variety of licenses and registrations, including Series 3, 7, 24, 55, 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/27/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/09/2006 - 10/26/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
03/03/2003 - 05/10/2006
CANTOR FITZGERALD & CO. (SUMMIT NJ)
NY
12/14/1998 - 03/07/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2002
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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