Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Briggs has been a Registered Representative since March 1996 and has been with Raymond James Financial Services Advisors, Inc. since June 2009. Thomas Briggs also holds Series 7, 9, 10, 63 and 65 licenses. Thomas has been a financial advisor in the Toledo area for over 25 years and offers a wide range of financial services, including investment management, financial planning, and retirement planning. In addition to Thomas, the Toledo branch of Raymond James Financial Services Advisors, Inc. is located at 6012 Renaissance Place Suite A, Toledo, OH 43623.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
06/10/2020 - Present
Raymond James Financial Services Advisors, Inc. (TOLEDO OH)
OH
06/01/2009 - 06/26/2009
MORGAN STANLEY SMITH BARNEY (TOLEDO OH)
OH
02/25/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOLEDO OH)
NY
03/06/1996 - 03/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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