Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Briggs is a financial advisor based in St. Louis, Missouri. Thomas has been in the industry since 1982 and has held roles at multiple firms, including Royal Alliance Associates, Inc. and Steward Partners Investment Advisory, LLC. He has a wide range of experience in providing financial planning, portfolio management, and investment advisory services to both individuals and businesses. Currently, Thomas is registered with the state of Missouri as an Investment Adviser Representative and is also licensed with other states. He is part of the Steward Partners Investment Advisory, LLC team and is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/09/2020 - Present
Steward Partners Investment Advisory, LLC (St. Louis MO)
MO
06/09/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (St. Louis MO)
MO
11/19/1989 - 06/15/2020
ROYAL ALLIANCE ASSOCIATES, INC. (ST. LOUIS MO)
NA
01/09/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/29/1985 - 01/19/1987
PLANVEST CAPITAL CORPORATION
NA
05/24/1982 - 02/11/1985
EQUITEC SECURITIES COMPANY
IA
Issued 1/6/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/23/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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