Unclaimed
Thomas Gerard Asciutto is a financial professional with over 30 years of experience in the industry. He has worked for several financial institutions, including T3 Trading Group, LLC, Open to the Public Investing, Inc., and TFS Securities, Inc. Asciutto is registered with FINRA and the state of New York and holds several licenses and certifications, including Series 4, 7, 8, 9, 10, 52TO, 55, 57TO, and 63. Thomas is currently employed by T3 Trading Group, LLC, located in Matawan, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/30/2022 - Present
T3 Trading Group, LLC (Matawan NJ)
NJ
09/16/2014 - 08/29/2022
T3 TRADING GROUP, LLC (Matawan NJ)
NY
08/08/2016 - 05/28/2021
OPEN TO THE PUBLIC INVESTING, INC. (NEW YORK NY)
NJ
06/04/2013 - 09/15/2014
TFS SECURITIES, INC. (LINCROFT NJ)
NY
01/24/2012 - 11/15/2012
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
08/24/2010 - 12/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/19/2010 - 06/25/2010
CHARLES MORGAN SECURITIES, INC. (NEW YORK NY)
NJ
09/03/2008 - 04/05/2010
ASSENT LLC (HOBOKEN NJ)
NJ
05/27/2008 - 08/25/2008
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NJ
07/12/2005 - 05/09/2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
NY
11/15/2004 - 06/30/2005
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
07/28/2003 - 06/28/2004
SKY CAPITAL LLC (NEW YORK NY)
NY
12/16/1999 - 02/21/2003
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
FL
05/21/1997 - 12/16/1999
SPENCER CLARKE LLC (MIAMI BEACH FL)
CT
04/24/1997 - 05/05/1997
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NY
02/04/1997 - 04/01/1997
FURMAN SELZ LLC (NEW YORK NY)
NJ
08/26/1991 - 01/21/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
RI
04/24/1990 - 02/08/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/21/1994
Series 24 - General Securities Principal Examination
BC
Issued 09/23/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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