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Thomas Gerard Asciutto

T3 Trading Group, LLC

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About Thomas Gerard Asciutto

Thomas Gerard Asciutto is a financial professional with over 30 years of experience in the industry. He has worked for several financial institutions, including T3 Trading Group, LLC, Open to the Public Investing, Inc., and TFS Securities, Inc. Asciutto is registered with FINRA and the state of New York and holds several licenses and certifications, including Series 4, 7, 8, 9, 10, 52TO, 55, 57TO, and 63. Thomas is currently employed by T3 Trading Group, LLC, located in Matawan, NJ.

Firm Information

Thomas Asciutto is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Asciutto’s Registration & Firm History

NJ

08/30/2022 - Present

T3 Trading Group, LLC (Matawan NJ)

NJ

09/16/2014 - 08/29/2022

T3 TRADING GROUP, LLC (Matawan NJ)

NY

08/08/2016 - 05/28/2021

OPEN TO THE PUBLIC INVESTING, INC. (NEW YORK NY)

NJ

06/04/2013 - 09/15/2014

TFS SECURITIES, INC. (LINCROFT NJ)

NY

01/24/2012 - 11/15/2012

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

08/24/2010 - 12/20/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/19/2010 - 06/25/2010

CHARLES MORGAN SECURITIES, INC. (NEW YORK NY)

NJ

09/03/2008 - 04/05/2010

ASSENT LLC (HOBOKEN NJ)

NJ

05/27/2008 - 08/25/2008

THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)

NJ

07/12/2005 - 05/09/2008

EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)

NY

11/15/2004 - 06/30/2005

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

NY

07/28/2003 - 06/28/2004

SKY CAPITAL LLC (NEW YORK NY)

NY

12/16/1999 - 02/21/2003

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

FL

05/21/1997 - 12/16/1999

SPENCER CLARKE LLC (MIAMI BEACH FL)

CT

04/24/1997 - 05/05/1997

DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)

NY

02/04/1997 - 04/01/1997

FURMAN SELZ LLC (NEW YORK NY)

NJ

08/26/1991 - 01/21/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

RI

04/24/1990 - 02/08/1991

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 05/25/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/21/1997

Series 4 - Registered Options Principal Examination

BC

Issued 10/21/1994

Series 24 - General Securities Principal Examination

BC

Issued 09/23/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Gerard Asciutto.
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