Unclaimed
Thomas Gerald Baker is a financial advisor registered with Lincoln Investment and Capital Analysts. Thomas has been in the financial services industry since 1991. Thomas is registered with the state of Michigan as well as Arizona, Georgia, Texas and Virginia. Thomas is also a licensed life and health insurance agent. Thomas holds the Series 6, 7, 63, 66 and SIE securities registrations. Thomas is committed to providing financial guidance and investment strategies to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/20/2014 - Present
Lincoln Investment (LENNON MI)
MI
07/02/2002 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (LENNON MI)
IN
11/22/1994 - 07/11/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
PA
10/09/1993 - 11/10/1994
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NJ
09/05/1991 - 09/29/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/05/1991 - 09/29/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 02/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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