Unclaimed
Thomas George Sundstrom is a financial advisor who has been in the industry since December 20, 1992. Thomas is currently registered with Lincoln Financial Distributors, Inc. in Pennsylvania. Prior to his current role, Thomas was also registered with Pruco Securities Corporation. Thomas has a wide range of experience in the financial services industry, having passed multiple securities exams, including Series 6, 7, 26, 63, and 65. Thomas's experience and qualifications make him a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/06/2001 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
NJ
06/06/1996 - 10/09/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
10/15/1991 - 04/26/1995
PRUCO SECURITIES CORPORATION
NJ
10/15/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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