Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sevick is a financial advisor who has been in the industry since August 5, 1994. Thomas currently works for SG Americas Securities, LLC and is based in New York, NY. Thomas has held several other positions throughout his career, including AOS, INC., VDM TRADING, LLC, VAN DER MOOLEN SPECIALISTS USA, LLC, ADIRONDACK ELECTRONIC MARKETS LLC, LADENBURG, THALMANN & CO., INC., BANCA IMI SECURITIES CORP., NEW JAPAN SECURITIES INTERNATIONAL INC., and MABON, NUGENT & CO. Thomas is registered with FINRA and holds the Series 3, 7, 24, 57, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/15/2017 - Present
SG Americas Securities, LLC (NEW YORK NY)
IL
07/31/2009 - 01/11/2010
AOS, INC. (CHICAGO IL)
NY
05/05/2006 - 08/20/2007
VDM TRADING, LLC (NEW YORK NY)
NY
10/04/2005 - 04/24/2006
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
10/12/2001 - 07/25/2005
ADIRONDACK ELECTRONIC MARKETS LLC (NEW YORK NY)
NY
05/18/1994 - 10/04/2001
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
06/30/1992 - 09/16/1993
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
06/24/1989 - 06/29/1992
NEW JAPAN SECURITIES INTERNATIONAL INC. (NEW YORK NY)
NA
04/18/1984 - 06/12/1989
MABON, NUGENT & CO.
BC
Issued 09/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2017
Series 57 - Securities Trader Exam
BC
Issued 09/22/1989
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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