Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Osgoodby is a financial professional with over 7 years of experience in the industry. Thomas is currently registered with Bofa Securities, Inc., a firm with over 300 registered representatives. Before joining Bofa Securities, Inc., Thomas was employed by J.P. MORGAN SECURITIES LLC. Thomas holds the Series 63, SIE and Series 79 licenses and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
08/07/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
08/28/2012 - 07/02/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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