Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas George Lockmund is a registered representative with Silver OAK Securities, Inc. and has been in the industry since August 29, 1996. Thomas has a Series 6, 26, 63 and 65 license. Thomas has been registered in several states including Indiana, Kentucky, and Florida. Thomas is also the President of Lockmund Financial Group and Thomas G. Lockmund, LLC. Thomas has worked for several firms throughout his career including Royal Alliance, National Planning Corporation and American General Securities Incorporated. The firm's main office is located in Jackson, TN and employs more than 100 investment advisor representatives and registered representatives. Silver OAK Securities, Inc. serves individuals, high net worth individuals and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
03/13/2021 - Present
Silver OAK Securities, Inc. (New Albany IN)
IN
10/16/2017 - 02/12/2021
ROYAL ALLIANCE ASSOCIATES, INC. (NEW ALBANY IN)
IN
10/31/2007 - 10/20/2017
NATIONAL PLANNING CORPORATION (NEW ALBANY IN)
IN
10/01/2002 - 11/01/2007
AMERICAN GENERAL SECURITIES INCORPORATED (NEW ALBANY IN)
TX
08/30/1996 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 05/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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