Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Feely is a financial professional with Northwestern Mutual Investment Services, LLC. Thomas has been in the financial industry since March 6, 2011, and has a Series 7, Series 6, Series 63 and SIE license. Thomas is registered in Virginia and the District of Columbia. Northwestern Mutual Investment Services, LLC is an investment advisor that provides investment research, referrals to other advisors, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
VA
01/01/2019 - Present
Northwestern Mutual Investment Services, LLC (RESTON VA)
NY
02/11/2008 - 12/07/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2018
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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