Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brennan is an Investment Advisor Representative with Nations Financial Group, Inc. Thomas began their career in the financial industry on June 10, 1992. Thomas has extensive experience in the securities industry, having worked with Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc., and Lehman Brothers Inc. Thomas currently holds Series 7, Series 24, and Series 63 and Series 65 licenses. Thomas is also registered as an Investment Advisor Representative in 26 states. Thomas specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
09/18/2020 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
AZ
09/15/2006 - 09/21/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
07/31/1993 - 09/25/2006
CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)
NY
06/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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