Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas George Berger is a financial advisor with over 30 years of experience in the industry. He has a wide range of experience working with clients at firms like Kidder, Peabody & Co. Incorporated, M.J. Whitman, Inc. and WAMU Capital Corp. Thomas is currently registered with Seaport Global Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/29/2008 - Present
Seaport Global Securities LLC (MIAMI BEACH FL)
NY
03/18/2008 - 10/24/2008
TERWIN CAPITAL, LLC (NEW YORK NY)
NY
02/04/2003 - 02/19/2008
WAMU CAPITAL CORP. (NEW YORK NY)
NY
09/20/2002 - 01/28/2003
M.J. WHITMAN LLC (SARATOGA SPRINGS NY)
NY
08/13/1997 - 09/20/2002
M. J. WHITMAN, INC. (NEW YORK NY)
NY
07/19/1988 - 03/17/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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