Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bartley is a financial advisor with over 39 years of experience in the financial services industry. Thomas is currently registered with TLG Advisors, Inc. in Illinois. Thomas has previously been registered with Securities America, Inc., Investcorp, Inc., The Leaders Group, Inc., Lincoln Investment, NFP Securities, Inc., Citigroup Global Markets Inc., Sunamerica Securities, Inc., Manequity, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman/American Express Inc., and Foster & Marshall/American Express Inc. Thomas holds Series 7, Series 63, Series 66, and SIE licenses. Thomas specializes in providing financial planning services, pension consulting, educational seminars, and selection of other advisors to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/17/2023 - Present
TLG Advisors, Inc. (LITTLETON CO)
AL
07/17/2020 - 07/14/2023
SECURITIES AMERICA, INC. (Birmingham AL)
WA
07/06/2017 - 07/17/2020
INVESTACORP, INC. (SEATTLE WA)
CO
01/03/2017 - 07/07/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
08/11/2014 - 12/31/2016
LINCOLN INVESTMENT (WOODLAND HILLS CA)
WA
11/08/2007 - 07/10/2014
NFP SECURITIES, INC. (SEATTLE WA)
NY
05/01/1996 - 10/11/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CO
09/05/1995 - 05/30/1996
THE LEADERS GROUP, INC. (LITTLETON CO)
AZ
05/19/1995 - 08/31/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
07/30/1993 - 05/23/1995
MANEQUITY, INC. (BOSTON MA)
NJ
03/13/1991 - 05/26/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/13/1991 - 05/26/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
03/20/1985 - 01/25/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/10/1984 - 02/07/1985
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
11/22/1983 - 05/01/1984
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
BOTH
Issued 04/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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