Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gary Peterson is a registered representative with LPL Financial LLC. Thomas has over 23 years of experience in the financial services industry. Thomas is a Series 66, Series 7, and SIE licensed representative. Thomas has been with LPL Financial LLC since May 2023, but previously worked with Ameriprise Financial Services, Inc., Sigma Financial Corporation, and RBC Dain Rauscher Inc. Thomas specializes in providing financial planning, investment management, and consulting services. Thomas also works part-time for Pizza Hut as a delivery driver.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/17/2023 - Present
LPL Financial LLC (ROCKFORD IL)
IL
10/18/2019 - 05/15/2023
SIGMA FINANCIAL CORPORATION (ROCKFORD IL)
IL
10/05/2009 - 10/24/2019
AMERIPRISE FINANCIAL SERVICES, INC. (ROCKFORD IL)
IL
09/17/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ROCKFORD IL)
IL
03/14/2003 - 09/18/2008
ROBERT W. BAIRD & CO. INCORPORATED (ROCKFORD IL)
NY
01/19/2000 - 03/28/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 05/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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