Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Justice is a financial advisor with over 20 years of experience in the financial services industry. Currently, Thomas is an Investment Advisor Representative with Emerson Equity LLC. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since 1996. Thomas has worked in the industry for over 25 years and has a diverse background in the financial industry. Thomas holds the Series 6, 7, 24, 63, and 65 licenses. Thomas has experience in managing investment portfolios for individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/19/2020 - Present
Emerson Equity LLC (SAN MATEO CA)
WA
10/05/2009 - 11/19/2020
CONOVER SECURITIES CORPORATION (BELLEVUE WA)
WA
12/15/2008 - 10/06/2009
PACIFIC WEST SECURITIES, INC. (KIRKLAND WA)
WA
02/28/2001 - 12/15/2008
PRIVATE CONSULTING GROUP, INC. (KIRKLAND WA)
TX
07/10/2000 - 02/16/2001
NFP SECURITIES, INC. (AUSTIN TX)
OR
10/14/1999 - 07/10/2000
PRIVATE CONSULTING GROUP, INC. (PORTLAND OR)
UT
03/19/1998 - 11/01/1999
PACIFIC HARBOR SECURITIES, INC. (HIGHLAND UT)
MA
09/06/1996 - 03/23/1998
MANEQUITY, INC. (BOSTON MA)
MA
04/29/1997 - 12/31/1997
MUTUAL SERVICE CORPORATION (BOSTON MA)
BOTH
Issued 01/28/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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