Unclaimed
Thomas Garvin is a financial advisor with American Portfolios Financial Services, Inc., located in NEW YORK, NY. Thomas has been in the financial industry since 1982 and has experience with a wide range of investment products. Thomas is registered with FINRA and is licensed in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/04/2009 - Present
American Portfolios Financial Services, Inc. (NEW YORK NY)
NY
01/30/1989 - 09/03/2009
PENN PLAZA BROKERAGE, LTD. (NEW YORK NY)
NA
08/25/1982 - 01/21/1989
FIRST INVESTORS CORPORATION
BC
Issued 02/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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