Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Garland Lipscomb is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Northwestern Mutual Investment Services, LLC and holds a Series 6 and Series 63 license, as well as the SIE exam. Prior to joining Northwestern Mutual Investment Services, LLC, Thomas was employed at Robert W. Baird & Co. Incorporated for a period of time.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
KS
05/20/1993 - Present
Northwestern Mutual Investment Services, LLC (LEAWOOD KS)
WI
03/02/2000 - 11/27/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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