Unclaimed
Thomas Gaines Zarzour is a financial advisor at Wells Fargo Clearing Services, LLC. Thomas is licensed to provide securities and investment advisory services in Alabama and Texas. Thomas has been in the financial services industry since 2017. Thomas has a Series 7TO, Series 66 and SIE license. The individual specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Thomas has been registered with Wells Fargo Clearing Services, LLC since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/15/2024 - Present
Wells Fargo Clearing Services, LLC (MOBILE AL)
BOTH
Issued 07/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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