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Thomas Gabriel Heagy

Lazard Freres & Co. LLC

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About Thomas Gabriel Heagy

Thomas Gabriel Heagy is a financial professional with experience in the financial services industry. Thomas has a Series 63, Series 79TO, and SIE license and is registered with the state of California. Thomas is currently employed by Lazard Freres & Co. LLC. Prior to joining Lazard Freres & Co. LLC, Thomas worked at BMO Capital Markets Corp.

Firm Information

Thomas Heagy is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Heagy’s Registration & Firm History

CA

12/19/2023 - Present

Lazard Freres & Co. LLC (SAN FRANCISCO CA)

NY

08/08/2022 - 10/19/2023

BMO CAPITAL MARKETS CORP. (New York NY)

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Licenses & Designations

BC

Issued 08/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Gabriel Heagy.
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