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Thomas G Wipf

Credit Suisse Securities (usa) LLC

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About Thomas G Wipf

Thomas Wipf is an active representative with Credit Suisse Securities (usa) LLC and UBS Securities LLC. Thomas Wipf has been in the industry since June 30, 1987 and has passed the Series 63, Series 24, SIE and Series 7 exams. Thomas Wipf is registered in New York. Thomas Wipf was previously with MORGAN STANLEY & CO. LLC, MS SECURITIES SERVICES INC. and MORGAN STANLEY MARKET PRODUCTS INC..

Firm Information

Thomas Wipf is currently registered with Credit Suisse Securities (usa) LLC. Credit Suisse Securities (USA) LLC is a Limited Liability Company formed in 2003 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states. They provide portfolio management for pooled investment vehicles and have $805,275,346 in regulatory assets under management. The firm's website is HTTP://WWW.CREDIT-SUISSE.COM.
Credit Suisse Securities (usa) LLC

11 MADISON AVENUE

NEW YORK, NY 10010

$805.28M

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Transaction-based fee

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Thomas Wipf’s Registration & Firm History

NY

07/24/2023 - Present

Credit Suisse Securities (usa) LLC (NEW YORK NY)

NY

06/22/1987 - 07/11/2023

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

02/07/2008 - 08/12/2013

MS SECURITIES SERVICES INC. (NEW YORK NY)

NY

08/11/1992 - 07/29/1998

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas G Wipf.
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