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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rodman is a financial advisor with Ameriprise Financial Services, LLC. Thomas has over 20 years of experience in the financial services industry. Thomas is a registered representative and investment advisor representative in Pennsylvania. Thomas has passed the Series 63, 65, and 66 exams as well as the Series 4, 53, 24, 52, and 7 exams. Thomas specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/14/2020 - Present
Ameriprise Financial Services, LLC (CONSHOHOCKEN PA)
PA
03/18/2011 - 08/17/2020
MORGAN STANLEY (Yardley PA)
PA
06/18/2008 - 03/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YARDLEY PA)
PA
06/16/2006 - 06/17/2008
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NJ
10/07/2004 - 06/14/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
ME
04/03/2000 - 02/26/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
09/14/1998 - 02/23/2000
FISERV SECURITIES, INC. (PHILADELPHIA PA)
BOTH
Issued 10/26/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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