Unclaimed
Thomas Marchetta is a financial advisor with Muriel Siebert & Co., LLC, based in New York, NY. Thomas is an active member of the financial industry, having started their career in 1995. Thomas has a variety of credentials including Series 7, 63, 66, 9, 10, 30, 52TO, 55, 57TO, and 99TO licenses as well as the SIE exam. Thomas has been with Muriel Siebert & Co., LLC since June 1st, 1999. Prior to joining Muriel Siebert & Co., LLC, Thomas worked for Andrew Peck Associates Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/1999 - Present
Muriel Siebert & CO., LLC (New York NY)
NJ
12/18/1995 - 06/25/1999
ANDREW PECK ASSOCIATES INC. (JERSEY CITY NJ)
BOTH
Issued 12/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 06/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/12/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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