Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kolenberg is an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the industry since 1993, and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1994. Thomas has passed the Series 6, Series 7, Series 63, Series 65 and SIE exams. Thomas is registered in 49 states and 2 districts. Thomas is a member of the Financial Industry Regulatory Authority (FINRA). Thomas's previous firms include MetLife Securities Inc. and Metropolitan Life Insurance Company. Thomas has experience working with individuals, corporations, pension plans and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/31/2001 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
MA
03/08/1993 - 09/07/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/08/1993 - 09/07/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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