Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas G. Kennedy is a financial advisor with over 20 years of experience in the financial services industry. Thomas is currently registered with Captrust, a firm based in Raleigh, North Carolina. Thomas's previous experience includes roles with Charles Schwab & Co., Inc., LPL Financial LLC, Royal Alliance Associates, Inc., NRP Financial, Inc., Indianapolis Securities, Inc., Prudential Securities Incorporated, One Orchard Equities, Inc. and Janus Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
05/31/2019 - Present
Captrust (Uniontown OH)
OH
09/06/2017 - 03/21/2018
CHARLES SCHWAB & CO., INC. (Richfield OH)
OH
05/27/2015 - 05/05/2017
LPL FINANCIAL LLC (CLEVELAND OH)
OH
10/29/2010 - 06/03/2015
ROYAL ALLIANCE ASSOCIATES, INC. (WESTLAKE OH)
OH
07/31/2003 - 11/02/2010
NRP FINANCIAL, INC. (INDEPENDENCE OH)
NY
07/18/2001 - 08/18/2003
INDIANAPOLIS SECURITIES, INC. (VALLEY STREAM NY)
NY
03/12/1998 - 08/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
10/23/1997 - 01/06/1998
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
10/18/1995 - 08/27/1997
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 04/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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