Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gresham is a registered investment advisor representative with Moloney Securities Asset Management LLC. Thomas has been in the financial services industry since 1970. Thomas holds a Series 7TO, Series 8, Series 5, Series 63 and Series SIE license. Thomas has prior experience with firms such as UBS Financial Services Inc., Wachovia Securities, LLC, First Union Capital Markets Corp. Thomas provides financial planning services and manages portfolios for individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
12/20/2016 - Present
Moloney Securities Asset Management LLC (Overland Park KS)
KS
10/31/2008 - 05/23/2012
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
MO
10/01/1999 - 10/31/2008
WACHOVIA SECURITIES, LLC (KANSAS CITY MO)
NC
08/19/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IL
09/26/1988 - 08/29/1996
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
04/15/1983 - 10/03/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/31/1980 - 05/04/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
11/14/1972 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
07/22/1970 - 11/19/1972
RAUSCHER PIERCE SECURITIES CORPORATION
NA
10/17/1972 - 11/14/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
BC
Issued 11/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/12/1977
PC - AMEX Put and Call Exam
BC
Issued 01/14/1969
Series 000 - General Securities Principal Examination
BC
Issued 01/14/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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