Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Finnegan is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Park Avenue Securities LLC and is licensed in New Jersey and New York. Thomas's experience includes working at firms such as Guardian Investor Services LLC, NYLIFE Distributors LLC, AXA Advisors, LLC, and UBS Financial Services Inc. Thomas has a wide range of expertise, including financial planning, investment management, and educational seminars. Thomas has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
03/31/2015 - Present
Park Avenue Securities LLC (HOLMDEL NJ)
NY
12/16/2011 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
01/12/2009 - 11/21/2011
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
01/23/2006 - 04/21/2008
AXA ADVISORS, LLC (NEW YORK NY)
NJ
03/26/2001 - 11/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/07/1998 - 11/01/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/07/1998 - 11/01/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NC
07/03/1997 - 07/07/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
BC
Issued 07/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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