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Thomas G Avenia

R.m. Stark & CO., Inc.

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About Thomas G Avenia

Thomas G Avenia is a financial professional with over 20 years of experience in the industry. Thomas has a broad range of experience working at firms such as R.m. Stark & CO., Inc., Burch & Company, Inc, Patrick Capital Markets, LLC, K-One Investment Company, Inc., Old Mutual Investment Partners and IXIS Asset Management Distributors, L.P. Currently, Thomas is registered with R.m. Stark & CO., Inc. and is licensed in Arkansas, Iowa, Kansas, Missouri, Nebraska, and Oklahoma.

Firm Information

Thomas Avenia is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Avenia’s Registration & Firm History

FL

03/24/2011 - Present

R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)

KS

07/02/2010 - 09/21/2010

BURCH & COMPANY, INC (LEAWOOD KS)

MO

06/23/2009 - 02/05/2010

PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)

AR

01/14/2009 - 06/10/2009

K-ONE INVESTMENT COMPANY, INC. (FORT SMITH AR)

CO

06/13/2006 - 09/19/2008

OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)

MA

02/02/1999 - 06/02/2006

IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 04/29/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas G Avenia.
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