Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Frederick Daniel is a registered representative in New Jersey and New York with J.h. Darbie & CO., Inc. He has over 28 years of experience in the financial services industry. Thomas has been with J.h. Darbie & CO., Inc. since 2023 and has been registered in the state of New Jersey since 1994. Prior to his current position, he was affiliated with KENNETH, JEROME & CO.,INC. from 2003 to 2023. Thomas has also held positions with MORGAN STANLEY DW INC. and GKN SECURITIES CORP. He holds several industry certifications, including the Series 66, Series 65, Series 63, Series 53, Series 27, Series 24, Series 52TO, Series 99TO, Series 31 and Series 7. Thomas specializes in providing subadvisory and solicitation services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Subadvisory and solicitations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Subadvisory and solicitations
1
2
NJ
06/15/2023 - Present
J.h. Darbie & CO., Inc. (Florham Park NJ)
NJ
01/02/2003 - 05/18/2023
KENNETH, JEROME & CO.,INC. (FLORHAM PARK NJ)
NY
07/31/1997 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/15/1994 - 08/04/1997
GKN SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 06/14/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/13/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thomas Daniel is the right advisor for you? Invested Better is here to help.
