Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Frederick Boova is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with Ba Securities, LLC, where he is a General Securities Principal and has been working since November 2019. Prior to joining Ba Securities, LLC, Thomas worked with Carolina Financial Securities, LLC from December 2017 to October 2019. Thomas holds several securities licenses including Series 3, 5, 6, 7, 8, 9, 10, 24, 99TO, and SIE. Thomas is a licensed advisor in New Jersey, New York, Pennsylvania, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/18/2019 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CT
12/22/2017 - 10/09/2019
CAROLINA FINANCIAL SECURITIES, LLC (DARIEN CT)
NY
08/19/2013 - 12/31/2015
SOURCE CAPITAL GROUP, INC. (NEW YORK NY)
NY
06/21/2011 - 03/05/2013
GLOBALIST CAPITAL, LLC (NEW YORK NY)
NY
02/09/2008 - 05/10/2011
HARDT GROUP INVESTOR SERVICES LLC (NEW YORK NY)
NJ
07/24/2002 - 03/17/2006
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NY
01/03/2001 - 07/09/2002
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
12/08/1992 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/14/1990 - 11/23/1992
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
NY
10/27/1992 - 11/10/1992
DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)
NY
10/21/1976 - 07/27/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/10/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2000
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1982
PC - AMEX Put and Call Exam
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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