Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bolger is a financial advisor with over 12 years of experience in the industry. Thomas is currently registered with T. Rowe Price Investment Services, Inc. He is also registered with 53 states and the District of Columbia, as well as with FINRA. Prior to joining T. Rowe Price, Thomas was a financial advisor at Principal Funds Distributor, Inc., Principal Securities, Inc., TCW Funds Distributors LLC, and UBS Financial Services Inc. Thomas holds the Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
06/27/2024 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
IA
08/23/2022 - 05/22/2024
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
08/23/2022 - 05/22/2024
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
CA
09/01/2015 - 08/03/2022
TCW FUNDS DISTRIBUTORS LLC (LOS ANGELES CA)
CA
10/13/2011 - 09/01/2015
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
BOTH
Issued 12/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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