Unclaimed
Thomas Hanson is a registered representative with Sanford C. Bernstein & Co., LLC. Thomas holds the Series 63, Series 7TO, and SIE licenses. Thomas has been active in the industry since October 23, 2023, and is registered in Illinois. Thomas specializes in providing investment advisory services to high-net-worth individuals, insurance companies, charitable organizations, pooled investment vehicles, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
IL
10/24/2023 - Present
Sanford C. Bernstein & CO., LLC (CHICAGO IL)
BC
Issued 11/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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