Unclaimed
Thomas Franklin Carrier is a financial professional with over two decades of experience in the industry. Thomas's career has spanned several leading firms, including Morgan Stanley & Co., Incorporated and NationsBanc Montgomery Securities LLC. Currently, Thomas is registered with Blackstone Securities Partners LP, a firm focused on providing investment banking and securities services. Thomas holds a variety of licenses and certifications, including Series 3, 7, 24, 63, 79 and SIE. This background allows Thomas to provide a comprehensive range of financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2017 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
08/10/2000 - 06/05/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/01/1997 - 03/01/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
08/18/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
08/26/1994 - 01/12/1996
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
07/17/1992 - 01/12/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
04/27/1992 - 07/08/1992
KLEINWORT BENSON NORTH AMERICA INC.
BC
Issued 08/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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