linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Franklin Brannan

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Franklin Brannan

Thomas Brannan is a financial advisor who has been in the industry since 1982. Thomas is currently registered with The Leaders Group, Inc. in Littleton, CO. Previously, Thomas has worked at Hartford Equity Sales Company Inc., Wachovia Insurance Services Broker Dealer, Inc., Wachovia Securities, LLC, AmSouth Investment Services, Inc., ProEquities, Inc., Pruco Securities Corporation, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Thomas holds the Series 6, 7, and 63 licenses.

Firm Information

Thomas Brannan is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Brannan’s Registration & Firm History

CO

01/07/2011 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CT

12/08/2006 - 01/11/2011

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

AL

04/05/2006 - 08/15/2006

WACHOVIA INSURANCE SERVICES BROKER DEALER, INC. (BIRMINGHAM AL)

AL

06/15/2005 - 04/03/2006

WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)

AL

06/10/2003 - 05/20/2005

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

AL

02/23/1999 - 04/28/2003

PROEQUITIES, INC. (BIRMINGHAM AL)

NJ

11/04/1992 - 02/05/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

05/10/1982 - 11/03/1992

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

05/10/1982 - 11/03/1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

Not sure if Thomas Franklin Brannan is right for you?

Licenses & Designations

BC

Issued 01/21/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/29/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1997

Series 7 - General Securities Representative Examination

BC

Issued 05/07/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Franklin Brannan.
Not sure if Thomas Franklin Brannan is right for you?