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Thomas Francis Timpone

Morgan Stanley

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About Thomas Francis Timpone

Thomas Francis Timpone is a financial advisor at Morgan Stanley. Thomas has over 30 years of experience in the financial industry. He specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Thomas is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 24, 31, 63, and 66 licenses. Thomas is committed to helping clients achieve their financial goals.

Firm Information

Thomas Timpone is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Thomas Timpone’s Registration & Firm History

NH

09/03/2010 - Present

Morgan Stanley (Manchester NH)

NH

01/05/2007 - 09/07/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONCORD NH)

NH

08/21/2000 - 01/23/2007

UBS FINANCIAL SERVICES INC. (CONCORD NH)

NY

03/15/2000 - 08/18/2000

CARLIN EQUITIES CORP. (NEW YORK NY)

NY

12/22/1999 - 04/04/2000

INVESTEC ERNST & COMPANY (NEW YORK NY)

MA

06/26/1997 - 06/03/1998

DELTA EQUITY SERVICES CORPORATION (BOLTON MA)

NJ

08/13/1996 - 06/27/1997

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

MO

04/19/1993 - 08/15/1996

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

11/24/1992 - 04/21/1993

RUSSO SECURITIES INC. (STATEN ISLAND NY)

MO

12/20/1988 - 03/20/1992

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 10/03/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/28/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 08/17/1989

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Francis Timpone. Review regulatory record here.
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