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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Francis Shumosic is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC, and has been with the firm since June 2017. He provides financial planning, investment advisory, and insurance services to individuals and families. Thomas also has experience working with a range of client types including corporations, businesses, non-profit organizations, and pension and profit-sharing plans. In addition to holding the Series 6, 7, 26, and 63 licenses, Thomas is a Certified Financial Planner. Thomas is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
07/19/2017 - Present
Kestra Advisory Services, LLC (Wilmington DE)
DE
01/02/1998 - 06/28/2017
CADARET, GRANT & CO., INC. (WILMINGTON DE)
NY
10/16/1996 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
PA
09/13/1991 - 10/23/1996
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
05/24/1990 - 09/09/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 09/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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