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Thomas Francis Sheridan

Northwestern Mutual Investment Services, LLC

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About Thomas Francis Sheridan

Thomas Sheridan is a financial advisor at Northwestern Mutual Investment Services, LLC, with over 30 years of experience in the industry. Thomas is a Series 6 and Series 63 licensed professional, and has been registered with the firm since 2002. Previously, he was registered with the firm in Wisconsin from 1987 to 2002. Thomas is also registered in Arizona, California, Florida, Georgia, New Jersey and New York. Thomas Sheridan has an extensive background in the financial services industry, and he is committed to providing his clients with personalized investment advice and guidance. His clients benefit from his in-depth knowledge and experience with investment company products and variable contracts.

Firm Information

Thomas Sheridan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Sheridan’s Registration & Firm History

NY

07/15/2002 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

WI

10/02/1987 - 07/02/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

12/10/1987 - 10/13/1992

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 03/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Francis Sheridan.
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