Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shay is a financial advisor with over 40 years of experience in the industry. Thomas has worked with a variety of firms including RBC Dain Rauscher Inc., Prudential Securities Incorporated and Advest, Inc. Thomas is currently registered with Cambridge Investment Research Advisors, Inc. and provides financial planning services to individuals, businesses, and retirement plans. Thomas has a strong understanding of the financial markets and is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
04/19/2021 - Present
Cambridge Investment Research Advisors, Inc. (Rochester NY)
NY
08/27/2004 - 02/08/2008
GUNNALLEN FINANCIAL, INC (ROCHESTER NY)
NY
01/28/2003 - 09/10/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
01/08/1999 - 01/29/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
09/02/1986 - 01/26/1999
ADVEST, INC. (HARTFORD CT)
MN
12/24/1986 - 12/24/1986
IDS MARKETING CORPORATION (MINNEAPOLIS MN)
NA
08/28/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
01/12/1979 - 09/17/1986
IDS LIFE INSURANCE COMPANY
NA
01/12/1979 - 09/17/1986
IDS MARKETING CORPORATION
NA
01/12/1979 - 09/16/1986
IDS FINANCIAL SERVICES INC.
NA
09/08/1978 - 02/20/1979
F. L. PUTNAM & COMPANY, INC.
BC
Issued 04/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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