Unclaimed
Thomas Scuccimarra is an active Registered Investment Advisor (IA) and Broker-Dealer (BD) representative in New York, having first entered the financial industry on June 25, 1997. Thomas is currently employed with PFS Investments Inc., a national broker-dealer, and is also affiliated with Primerica Financial Services, a financial services company. He is licensed to offer investment-related products and services, including securities brokerage, insurance, and financial planning, to a wide range of clients. Thomas holds the Series 63, Series 65, Series 7, Series 24, Series 26, and Series 53 securities licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/27/2023 - Present
PFS Investments Inc. (BROOKLYN NY)
MI
04/19/2018 - 10/12/2020
CORECAP INVESTMENTS, LLC (SOUTHFIELD MI)
MI
04/19/2016 - 04/05/2018
CORECAP INVESTMENTS, INC. (SOUTHFIELD MI)
NY
06/19/2014 - 04/14/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (FLUSHING NY)
CT
07/17/2008 - 07/02/2012
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
SD
10/09/2007 - 03/13/2008
XTF CAPITAL LLC (BRANDON SD)
MA
01/27/2005 - 11/14/2005
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
11/13/1995 - 01/06/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CT
12/05/1994 - 09/28/1995
WOOD LOGAN DISTRIBUTORS, INC. (OLD GREENWICH CT)
CT
06/09/1993 - 11/01/1994
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NJ
05/23/1991 - 04/29/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
12/13/1990 - 01/01/1992
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
IA
Issued 2/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/21/2009
Series 24 - General Securities Principal Examination
BC
Issued 8/12/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 5/14/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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