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Thomas Francis Schaub

Calamos Financial Services LLC

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About Thomas Francis Schaub

Thomas Schaub is a financial professional with over 10 years of experience in the industry. Thomas has a strong background in operations and is registered with FINRA as a Series 99 Operations Professional. Thomas currently works for Calamos Financial Services LLC, a firm that is not in scope with the Investment Advisor's Act. Thomas joined the firm in May 2013.

Firm Information

Thomas Schaub is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Schaub’s Registration & Firm History

IL

05/01/2013 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Francis Schaub.
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