Unclaimed
Thomas Schaub is a financial professional with over 10 years of experience in the industry. Thomas has a strong background in operations and is registered with FINRA as a Series 99 Operations Professional. Thomas currently works for Calamos Financial Services LLC, a firm that is not in scope with the Investment Advisor's Act. Thomas joined the firm in May 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/01/2013 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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