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Thomas Francis Ryder

TGA Capital Management

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About Thomas Francis Ryder

Thomas Ryder is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with TGA Capital Management in Massachusetts and has held previous registrations with several other firms. His areas of expertise include financial planning, portfolio management, and insurance. Thomas holds both Series 6 and Series 63 licenses, and he is dedicated to providing personalized financial advice and investment management services to his clients.

Firm Information

Thomas Ryder is currently registered with TGA Capital Management. TGA Capital Management is an investment advisor registered with the SEC that provides financial planning, pension consulting, educational seminars, and selection of other advisors services. They manage client assets for individuals and businesses. The firm has 165 client accounts with a total of $34,023,448 in regulatory assets under management.

$34.02M

Assets Under Management

165

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Ryder’s Registration & Firm History

MA

03/19/2009 - Present

TGA Capital Management (HYANNIS MA)

VA

01/02/2004 - 01/04/2006

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

FL

08/30/1999 - 12/31/2003

CAPITOL ADVISORY CORPORATION (BELLEAIRE BEACH FL)

NJ

07/15/1993 - 09/01/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

FL

05/08/1986 - 06/18/1993

BREWSTER SECURITIES INC. (BELLEAIRE BEACH FL)

NA

11/10/1975 - 11/13/1976

WADDELL & REED, INC.

MN

01/15/1973 - 12/21/1975

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

01/15/1973 - 12/21/1975

IDS MARKETING CORPORATION

NA

01/15/1973 - 12/21/1975

INVESTORS DIVERSIFIED SERVICES, INC.

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Licenses & Designations

IA

Issued 03/13/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/24/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/09/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Thomas Francis Ryder. Review regulatory record here.
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