Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Riley is a financial advisor with Legacy Advisors, LLC. He has been in the financial services industry since 1999. Thomas has a broad range of experience, including financial planning, portfolio management and investment management. He is registered with FINRA, as well as the states of Pennsylvania and Texas. Thomas holds the Series 6, 7, 63 and 65 licenses. Thomas specializes in working with high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/02/2019 - Present
Legacy Advisors, LLC (PLYMOUTH MEETING PA)
PA
05/22/2012 - 04/05/2013
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (BERWYN PA)
PA
01/02/2008 - 06/07/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (BERWYN PA)
PA
05/09/2002 - 12/31/2007
CAPITAL ANALYSTS, INCORPORATED (BERWYN PA)
NY
10/25/1999 - 04/11/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 03/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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