linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Francis Ray

Vanderbilt Advisory Services

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Francis Ray

Thomas Ray is a financial advisor with Vanderbilt Advisory Services. He has been in the industry since 2000 and has a Series 66, Series 7 and SIE license. Thomas Ray has experience providing portfolio management for businesses and individuals. He also provides financial planning services. The advisor is registered in Arizona, California, Colorado, Connecticut, Hawaii and New York. Thomas Ray's previous employers include FINANCIAL WEST GROUP and BROOKSTREET SECURITIES CORPORATION.

Firm Information

Thomas Ray is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Ray’s Registration & Firm History

CA

08/11/2017 - Present

Vanderbilt Advisory Services (Petaluma CA)

CA

06/28/2007 - 08/11/2017

FINANCIAL WEST GROUP (SANTA ROSA CA)

CA

09/05/2001 - 06/29/2007

BROOKSTREET SECURITIES CORPORATION (SANTA ROSA CA)

CA

11/30/2000 - 09/04/2001

MUTUAL SECURITIES, INC. (CAMARILLO CA)

Not sure if Thomas Francis Ray is right for you?

Licenses & Designations

BOTH

Issued 10/26/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Francis Ray.
Not sure if Thomas Francis Ray is right for you?