Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Quercia is a financial advisor who has been in the industry since 1990. He is currently registered with J.P. Morgan Securities LLC in Westerville, OH. Previously, Thomas has worked for several other firms, including J.P. Morgan Clearing Corp., Ridge Clearing & Outsourcing Solutions, Inc., TD Waterhouse Investor Services, Inc., National Investor Services Corp., R. J. Thompson Securities, Inc., TD Waterhouse Capital Markets, Inc., Waterhouse Securities, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Fidelity Brokerage Services, Inc., and National Financial Services Corporation. Thomas holds Series 4, 7, 63, SIE, and 99TO licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
02/16/2016 - Present
J.p. Morgan Securities LLC (Westerville OH)
NY
05/29/2014 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NJ
06/13/2005 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
NE
05/29/2001 - 06/15/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
01/23/1998 - 06/15/2005
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NJ
10/17/2003 - 04/30/2004
R. J. THOMPSON SECURITIES, INC. (JERSEY CITY NJ)
NE
03/27/2002 - 05/20/2002
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NE
04/09/1996 - 12/05/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NJ
06/14/1994 - 03/22/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
RI
09/22/1993 - 06/20/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
11/21/1991 - 06/20/1994
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
MA
10/15/1987 - 07/23/1991
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 11/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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