Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Francis Parker is a financial advisor with over 20 years of experience in the financial industry. He is currently registered with U.S. Bancorp Investments, Inc., where he has been with the firm since October 2011. Thomas has a diverse background, having previously worked with firms such as BBVA Compass Investment Solutions, Inc., Wachovia Securities Financial Network, LLC, and H&R Block Financial Advisors, Inc. Thomas is a Series 65, Series 63, Series 24, Series 10, Series 9, Series 7, Series 52 and SIE licensed advisor. He is also registered in Florida, Kentucky, North Carolina and Tennessee. Thomas’s specializations include providing portfolio management for individuals, businesses, and investment companies, as well as financial planning, publication of periodicals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
TN
03/03/2017 - Present
U.s. Bancorp Investments, Inc. (Nashville TN)
NM
03/17/2004 - 10/05/2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC (ALBUQUERQUE NM)
MO
10/29/2001 - 08/18/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MI
08/01/1997 - 11/01/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 12/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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