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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Francis Nee is an investment advisor representative with Gallagher Fiduciary Advisors, LLC in Wakefield, Massachusetts. Thomas has been in the industry since 1990 and holds the Series 7, 24, 63, and 65 licenses. He is also registered with FINRA and the state of Massachusetts. Thomas has experience working with a variety of clients, including high net worth individuals, corporations, pension plans, and endowments. He has a strong track record of success in providing financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/26/2023 - Present
Gallagher Fiduciary Advisors, LLC (Wakefield MA)
MA
07/21/2023 - 08/23/2024
TRIAD ADVISORS LLC (Wakefield MA)
MA
11/02/2017 - 07/14/2023
INDEPENDENT FINANCIAL GROUP, LLC (Wakefield MA)
MA
10/02/2007 - 11/10/2017
NATIONAL PLANNING CORPORATION (WAKEFIELD MA)
MA
02/17/1995 - 10/08/2007
SECURITIES AMERICA, INC. (WAKEFIELD MA)
NY
06/19/1992 - 02/22/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
07/30/1990 - 06/22/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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