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Thomas Francis Monnerat

Equitable Distributors, LLC

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About Thomas Francis Monnerat

Thomas Monnerat is a financial advisor who has been working in the financial industry since July 6, 1990. Thomas is currently registered with Equitable Distributors, LLC and is also registered in 10 states. Thomas's previous employment includes Advisor Dealer Services, Inc., Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc., and Lehman Brothers Inc. Thomas holds Series 7 and Series 63 licenses as well as the SIE exam.

Firm Information

Thomas Monnerat is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Monnerat’s Registration & Firm History

NC

03/22/2017 - Present

Equitable Distributors, LLC (Charlotte NC)

OH

11/01/2016 - 02/21/2017

ADVISER DEALER SERVICES, INC. (DUBLIN OH)

NY

07/04/2011 - 02/04/2016

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

01/01/1992 - 07/01/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NY

04/19/1988 - 08/08/1990

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/04/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Francis Monnerat.
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