Unclaimed
Thomas Monnerat is a financial advisor who has been working in the financial industry since July 6, 1990. Thomas is currently registered with Equitable Distributors, LLC and is also registered in 10 states. Thomas's previous employment includes Advisor Dealer Services, Inc., Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc., and Lehman Brothers Inc. Thomas holds Series 7 and Series 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/22/2017 - Present
Equitable Distributors, LLC (Charlotte NC)
OH
11/01/2016 - 02/21/2017
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
NY
07/04/2011 - 02/04/2016
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
01/01/1992 - 07/01/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
04/19/1988 - 08/08/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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