Unclaimed
Thomas Meagher is a financial advisor with over 10 years of experience in the industry. Thomas is currently registered with Janus Henderson Distributors US LLC and is licensed to provide investment advice in all 50 states. Thomas has previously worked with Foreside Fund Services, LLC, UBS Asset Management (US) Inc., UBS Global Asset Management (US) Inc., and B. C. Ziegler and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/05/2021 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
04/27/2017 - 09/07/2021
FORESIDE FUND SERVICES, LLC (Chicago IL)
IL
08/07/2013 - 05/02/2016
UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)
IL
09/07/2007 - 03/24/2010
UBS GLOBAL ASSET MANAGEMENT (US) INC. (CHICAGO IL)
IL
06/27/2006 - 12/04/2006
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
BC
Issued 04/17/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/22/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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