Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gallagher is a registered investment advisor representative with MML Investors Services, LLC. Thomas has been in the industry for over 28 years, working at firms such as MSI Financial Services, Inc., Wells Fargo Advisors, LLC, TD Wealth Management Services Inc., Essex National Securities, Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, Lehman Brothers Inc., and TimeCapital Securities Corporation. Thomas holds licenses for Series 63, Series 65, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (Hauppauge NY)
NY
12/02/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
NY
03/08/2010 - 12/05/2011
WELLS FARGO ADVISORS, LLC (MELVILLE NY)
NY
06/17/2003 - 03/03/2010
TD WEALTH MANAGEMENT SERVICES INC. (MELVILLE NY)
CA
08/16/2002 - 06/18/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
04/27/2001 - 08/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/12/1995 - 04/30/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/26/1994 - 07/10/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/17/1994 - 10/07/1994
TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)
IA
Issued 03/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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