Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fasulo is a financial professional with over 20 years of experience in the financial services industry. Thomas has a strong background in securities trading and investment management. Thomas currently works at Prudential Investment Management Services LLC where he is registered to conduct business in 53 states, Puerto Rico and the US Virgin Islands. Thomas is also Series 63, Series 6TO, SIE, Series 55 and Series 7 qualified. Prior to joining Prudential, Thomas was employed by International Correspondent Trading, Inc., Knight Capital Americas, L.P. and Garban LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/04/2015 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NJ
01/31/2013 - 10/21/2014
INTERNATIONAL CORRESPONDENT TRADING, INC. (HACKENSACK NJ)
NJ
10/27/1998 - 05/30/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
09/17/1997 - 10/14/1998
GARBAN LLC (NEW YORK NY)
BC
Issued 02/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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