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Thomas Francis Dunn

Pruco Securities, LLC

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About Thomas Francis Dunn

Thomas Dunn is an investment professional with over 20 years of experience in the industry. Thomas is currently registered as a Registered Representative and Investment Advisor Representative with Pruco Securities, LLC. Thomas has held various roles throughout his career, including previous registrations with MML Investors Services, LLC, Pruco Securities, LLC., and Quasar Distributors, LLC. Thomas is also the owner of Thomas Bradley Insurance of WI, Inc. Thomas holds licenses for Series 6, 63 and 65 as well as the SIE exam. Thomas specializes in various areas including retirement planning, college savings, insurance and estate planning.

Firm Information

Thomas Dunn is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Dunn’s Registration & Firm History

WI

08/11/2020 - Present

Pruco Securities, LLC (WAUWATOSA WI)

WI

09/21/2018 - 12/31/2019

MML INVESTORS SERVICES, LLC (Madison WI)

NJ

12/20/2010 - 12/21/2016

PRUCO SECURITIES, LLC. (NEWARK NJ)

ME

10/02/2002 - 12/31/2008

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

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Licenses & Designations

BC

Issued 11/20/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/23/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Francis Dunn.
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